Getting Your Finances in Order

Organized records can ease a family's burdenOther relevant documents: Your birth certificate,
following one's demise. Losing a loved one is hardmarriage certificate, divorce decrees, and military
enough. But grief is often compounded whenrecords should be kept indefinitely.
one's financial records are in disarray.Life- and estate-planning documents: You should
Keeping organized records is a gift to your familyalways make sure you have on file an up-to-date
and to yourself. It helps ensure that your wishescopy of your will, your living will, your healthcare
are followed, that your assets are accounted for,proxy, and your power of attorney documents.
and that your money is available to meet yourCopying important documents
family's needs in a timely fashion.When copying an original will, never remove the
The following is expert advice on what you needstaples. If the original will appears to be tampered
to keep on file, how long to keep it and whowith, its validity may be questioned in probate
should get copies.court.
Fire proof your papersYou should keep the original of your will. Or, if you
Consider buying a fire-retardant box or safe toprefer, you can give it to your lawyer for
file important financial documents and insurancesafekeeping so long as you keep a copy in your
policies that you keep at home.files and indicate on that copy where the original
Tax records: These include any forms andcan be found. You needn't give a copy of your will
statements that show income or verifyto your executor unless you wish, although you
deductions (W-2s, 1099s, canceled checks,should let him or her know where it is, Levine said.
receipts, etc.), as well as copies of your return.And you shouldn't give a copy to your heirs. It's a
Keep them for a minimum of three years. That'sprivate document, and you may wish to choose
typically the amount of time the IRS has to auditother heirs at a later date.
a return, and sometimes three years of taxIf you've set up a revocable trust in which you're
records are required for an estate audit, saidthe trustee, give a copy of the trust to your
estate planning attorney Roger Levine of Levine,successor trustee or make sure he or she knows
Furman & Smeltzer in East Brunswick, N.J.where it is.
To be safe, however, experts recommend youGive a copy of your health-care proxy and your
keep them for six years, since that's the time theliving will to your general doctor and to the person
IRS has to audit a return if you underreport youryou named as your medical agent. You might also
gross income by more than 25 percent, saidconsider giving a copy to a close friend or trusted
Cindy Hockenberry of the National Association ofneighbor, if you don't live near your family or
Tax Practitioners.medical agent, Levine suggested.
Homeowner records: The deed and title to yourIf you've assigned power of attorney to
house, your closing and mortgage statements,someone, that person should know where the
and any receipts documenting how much youdocument can be located in the event that it's
spent on home improvements should be keptrequired.
indefinitely. These will help you - or your heirs -Make a locator list
track the house's value (and appreciation) whenOne of the most useful things you can do for
it's sold.your family is create a list of where all your
Investment records: Retirement and brokerageaccounts, policies, and other valuable documents
account statements, especially those indicatingare located.
purchases, distributions and stock splits, should beFor each item, include relevant information such
kept indefinitely, since they create a paper trail ofas the type of account or policy, the company,
your investments, and they can be used tobank or area where it's housed, the account or
determine the cost basis when you sell yourpolicy number, and the name, address and phone
stocks or funds. They also help your heirs tracenumber of the agent, broker or lawyer you've
the origins of an investment if you bequeath it todealt with. Be sure to give a copy of the list to
them after you die.someone you trust, or let that person know
Insurance records: You should keep records ofwhere the list can be found in case of
your insurance policies - life, health, disability, auto,emergency.
homeowner, liability, etc. - for at least as long asObviously, your locator list will need to be updated
the policy lasts, and possibly longer if you'veperiodically. "But even if the list becomes out of
arranged for tail coverage, which covers you fordate, it's a starting point," Levine said.
a certain period after policy expiration.